WebJul 9, 2012 · Effective July 2, 2012, FINRA increased the filing fees for filing offering documents pursuant to the Corporate Financing Rule from .01 percent to 0.015 percent of the proposed maximum aggregate offering price, plus $500, and increased the maximum filing fee cap from $75,500 to $225,500. WebJan 9, 2024 · Filings & Forms All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free. Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the …
SEC.gov Filings & Forms - EDGAR
WebApr 10, 2024 · MULN Stock Alert: Mullen Secures $110 Million in Funding. Shares of Mullen Automotive (NASDAQ: MULN ) are in full focus following a filing of a Form 8-K, or a current event filing. The filing details the fourth amendment enacted to an existing securities purchase agreement (SPA) dated June 7, 2024. WebNov 10, 2024 · New York, New York--(Newsfile Corp. - November 10, 2024) - Rosen Law Firm, a global investor rights law firm, reminds purchasers of the securities of Nikola Corporation (NASDAQ: NKLA) (NASDAQ: NKLAW), f/k/a VectoIQ Acquisition Corp. (NASDAQ: VTIQ) (NASDAQ: VTIQW) (NASDAQ: VTIQU), between March 3, 2024 and … sherlock resort ooty
The Securities Division of the Georgia Secretary of State’s Office ...
WebFeb 13, 2013 · FINRA recently released a set of frequently asked questions (“FAQs”) relating to its public offering process and the Corporate Financing Rule (Rule 5110). … Weboffering exceeds 20% of issued and outstanding shares. – Public offering exemption: No specific definition but multi-factor test • FINRA Review Process: – FINRA’s mandate is to review the transaction to ensure that compensation to underwriters is reasonable and fair, and to ensure there is no conflict of interest in the transaction. WebParticipating members are responsible for filing public offerings with FINRA. While an issuer may file an offering with FINRA if a participating member has not yet been … sherlock restaurant reims